A.agriculture
B.energy industry
C.service industry
D.manufacturing industry
第1题
A、Proxy statement
B、Form 10-K
C、Annual report
第2题
A、Form 10-K
B、Annual report
C、Proxy statement
第3题
Which of the following statements agrees with the facts appear in the passage?
A.As a former banker Mr. William Donaldson sought to do others down.
B.Being the SEC chairman, Mr. William Donaldson is somewhat warlike.
C.Mr. William Donaldson goes to the church regularly.
D.Mr. William Donaldson has done all he can to rebuild the credibility of the SEC
第4题
A、Corporate bonds.
B、medium-term notes.
C、mortgage-backed securities.
第5题
Which of the following statements is true?
A.The SEC has set up a special body to work on institutional matters.
B.Details on how to move capital between countries are finalised.
C.Mr. Welling feels more work is needed on the global market concept.
D.nuts and bolts (line 53) and "plumbing and electricity" (line 62 - 3) have similar meanings.
第6题
A.The Department of the Treasury
B.The Federal Reserve System
C.The Security and Exchange Commission (SEC)
D.The United Nations
第7题
A.As a former banker Mr. William Donaldson sought to do others down.
B.Being the SEC chairman, Mr. William Donaldson is somewhat warlike.
C.Mr. William Donaldson goes to the church regularly.
D.Mr. William Donaldson has done all he can to rebuild the credibility of the SEC
第8题
A、Annual and quarterly SEC filings must be audited.
B、Interim SEC filings typically update the major financial statements and footnotes.
C、Annual reports to shareholders are typically the most factual and objective source of information about a company.
第9题
A、Financial Services Authority(FSA).
B、Securities and Exchange Commission(SEC).
C、International Accounting Standards Board(IASB).
第10题
A.The Department of the Treasury
B.The Federal Reserve System
C.The Security and Exchange Commission (SEC)
D.The United Nations
第11题
A、No,only one party may perform GIPS verification.
B、No,neither party involved in the audit constitutes an acceptable GIPS verification.
C、Yes,because an audit was performed implicitly by the SEC and explicitly by the firms audit team.
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